Hao He
何浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao He (何浩), a licensed former licensee with CE reference APG277. This person has 14.8 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | Type 6 - Advising on corporate finance | 2022-04-07 | 2023-10-13 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2022-02-10 | 2022-04-07 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-08-23 | 2021-07-27 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-02 | 2021-07-27 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-02 | 2021-07-27 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-02 | 2021-07-20 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-04-24 | 2018-08-23 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-03-23 | 2018-03-09 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-08-31 | 2015-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-09-06 | 2012-01-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-09-06 | 2012-01-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-09-06 | 2012-01-10 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2011-09-06 | 2012-01-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2011-09-06 | 2012-01-10 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2011-09-06 | 2012-01-10 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-09-10 | 2011-08-05 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-10 | 2010-08-25 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-10 | 2010-08-25 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-07-10 | 2010-08-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hao He during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.