Cathy Sui Fan Ng
吳瑞芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cathy Sui Fan Ng (吳瑞芬), a licensed Responsible Officer with CE reference APF205. Currently licensed at 1 firm(s): Genesis Capital Investment (HK) Limited. Active regulated activities: Type 9 - Asset management. This person has 11.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Genesis Capital Investment (HK) Limited 聯和運通投資(香港)有限公司 |
RO | Type 9 - Asset management | 2022-01-19 | present |
| Genesis Capital Investment (HK) Limited 聯和運通投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-12-02 | 2014-08-28 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 - Asset management | 2011-03-30 | 2013-09-09 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-04 | 2013-09-09 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-04 | 2013-09-09 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-02 | 2010-04-22 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-03 | 2010-04-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cathy Sui Fan Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.