Sandy Lai Sze Chung
鍾麗詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandy Lai Sze Chung (鍾麗詩), a licensed former licensee with CE reference AFM502. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-17 | 2019-10-08 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-17 | 2019-10-08 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-02 | 2015-02-11 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-04 | 2011-08-01 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-08-14 |