Wing Sum Yip
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Sum Yip (葉永森), a licensed Responsible Officer with CE reference APD255. Currently licensed at 1 firm(s): Monarch Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.3 years of SFC licence history. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Monarch Capital Management Limited 富傳資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2026-10-08 | present |
| Monarch Capital Management Limited 富傳資本管理有限公司 |
RO | Type 4 - Advising on securities | 2026-10-08 | present |
| Monarch Capital Management Limited 富傳資本管理有限公司 |
RO | Type 9 - Asset management | 2026-10-08 | present |
| Monarch Capital Management Limited 富傳資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2026-07-29 | 2026-10-08 |
| Monarch Capital Management Limited 富傳資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-07-29 | 2026-10-08 |
| Monarch Capital Management Limited 富傳資本管理有限公司 |
Rep | Type 9 - Asset management | 2026-07-29 | 2026-10-08 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 - Asset management | 2026-03-03 | 2026-06-15 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2025-02-21 | 2026-06-15 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 4 - Advising on securities | 2025-02-21 | 2026-06-15 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2024-10-03 | 2025-02-21 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-03 | 2025-02-21 |
| Elevation Capital Limited | RO | Type 1 - Dealing in securities | 2020-10-29 | 2024-08-19 |
| Elevation Capital Limited | Rep | Type 1 - Dealing in securities | 2020-08-20 | 2020-10-29 |
| First Fidelity Capital (International) Limited | Rep | Type 4 - Advising on securities | 2020-03-25 | 2020-07-31 |
| First Fidelity Capital (International) Limited | Rep | Type 9 - Asset management | 2020-03-25 | 2020-07-31 |
| First Fidelity Capital (International) Limited | RO | Type 1 - Dealing in securities | 2020-03-20 | 2020-07-31 |
| First Fidelity Capital (International) Limited | Rep | Type 1 - Dealing in securities | 2020-01-08 | 2020-03-20 |
| Hooray Securities Limited 好盈證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-29 | 2019-11-18 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-20 | 2019-08-29 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-28 | 2019-06-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-07 | 2015-09-01 |
| Jimei Securities Limited 集美證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-24 | 2014-09-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-31 | 2013-06-01 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-23 | 2011-01-22 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-24 | 2010-03-15 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-03 | 2008-10-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Sum Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.