Po Man Low
劉寶民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Man Low (劉寶民), a licensed former licensee with CE reference ALT865. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-20 | 2021-05-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-30 | 2015-09-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-01-30 | 2015-09-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2013-01-30 | 2015-09-01 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-23 | 2013-01-19 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-15 | 2011-05-02 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-26 | 2011-05-02 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-13 | 2009-05-19 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-11 | 2009-05-19 |