Stephen Kai Chuen Im
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Kai Chuen Im (嚴啟銓), a licensed Responsible Officer with CE reference APC198. Currently licensed at 3 firm(s): Grand Partners Securities Limited, Grand Partners Investment Consultants Limited, Grand Partners Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.9 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Partners Securities Limited 利盟證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-23 | present |
| Grand Partners Investment Consultants Limited 利盟投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2022-11-23 | present |
| Grand Partners Asset Management Limited 利盟資產管理有限公司 |
RO | Type 9 - Asset management | 2018-04-19 | present |
| Grand Partners Investment Consultants Limited 利盟投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-05 | 2022-11-23 |
| Grand Partners Securities Limited 利盟證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-08 | 2022-11-23 |
| Grand Partners Asset Management Limited 利盟資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-09-25 | 2018-04-19 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-06 | 2010-07-10 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-07 | 2009-11-04 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-07 | 2009-09-17 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-07 | 2009-09-17 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2009-09-07 | 2009-09-17 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-15 | 2009-07-17 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-08-15 | 2009-07-17 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-07-31 | 2008-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Kai Chuen Im during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.