Ka Him Lee
李家謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Him Lee (李家謙), CE reference AKV007. Currently licensed at 1 firm(s): Huaan Securities (Hong Kong) Brokerage Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-12 | present |
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-12 | present |
| Grand Partners Asset Management Limited 利盟資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-10-29 | 2023-06-01 |
| Grand Partners Securities Limited 利盟證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-24 | 2023-06-01 |
| Grand Partners Investment Consultants Limited 利盟投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2019-12-24 | 2023-06-01 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-04-03 | 2019-11-30 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-04-03 | 2019-11-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-25 | 2019-11-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-25 | 2019-11-30 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-20 | 2019-11-30 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-18 | 2019-11-30 |