Yee Wan Chiu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Wan Chiu (趙依允), a licensed Representative with CE reference AOZ097. Currently licensed at 1 firm(s): Sinohope Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.1 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinohope Asset Management (Hong Kong) Limited 新火資產管理（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2025-10-14 | present |
| Sinohope Asset Management (Hong Kong) Limited 新火資產管理（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2025-10-14 | present |
| Sinohope Asset Management (Hong Kong) Limited 新火資產管理（香港）有限公司 |
Rep | Type 9 - Asset management | 2025-10-14 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-05-09 | 2025-09-11 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2025-03-25 | 2025-09-11 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-03-25 | 2025-09-11 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-03-25 | 2025-09-11 |
| Delftware Capital Management (HK) Limited 德衛奧資產管理（香港）有限公司 |
RO | Type 4 - Advising on securities | 2023-10-26 | 2023-11-09 |
| Delftware Capital Management (HK) Limited 德衛奧資產管理（香港）有限公司 |
RO | Type 9 - Asset management | 2023-10-26 | 2023-11-09 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-04-27 | 2023-09-22 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
RO | Type 4 - Advising on securities | 2021-04-27 | 2023-09-22 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
RO | Type 9 - Asset management | 2021-04-27 | 2023-09-22 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-15 | 2021-04-27 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-15 | 2021-04-27 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 9 - Asset management | 2021-01-15 | 2021-04-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-04 | 2014-08-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-30 | 2009-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yee Wan Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.