Tao Hop Yim
嚴道合
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Hop Yim (嚴道合), a licensed Representative with CE reference AOX044. Currently licensed at 1 firm(s): Harmony Wealth Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-04-15 | present |
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-04-15 | present |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-09 | 2009-08-31 |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-09 | 2009-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tao Hop Yim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.