Po-Jen Chen
陳柏任
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po-Jen Chen (陳柏任), a licensed former licensee with CE reference APN593. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-16 | 2013-08-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-16 | 2013-08-22 |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-27 | 2009-08-31 |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-27 | 2009-08-31 |