Tsang Shing Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsang Shing Chan (陳增城), a licensed Responsible Officer with CE reference AOT840. Currently licensed at 1 firm(s): Rock Hill Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.1 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rock Hill Asset Management Limited 石山資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-06-21 | present |
| Rock Hill Asset Management Limited 石山資產管理有限公司 |
RO | Type 9 - Asset management | 2017-06-21 | present |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-10 | 2017-06-02 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-10 | 2017-06-02 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2015-11-10 | 2017-06-02 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-11-21 | 2015-08-07 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-11-21 | 2015-08-07 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-18 | 2013-09-02 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-01-18 | 2013-09-02 |
| Cinda International Research Limited 信達國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-05 | 2011-01-12 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-30 | 2010-01-23 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-11 | 2009-11-28 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-07 | 2008-07-07 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-07 | 2008-07-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsang Shing Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.