Pei-Wen Chen
陳培文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pei-Wen Chen (陳培文), CE reference AOE209. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Riches Credit Asset Management Limited 財信資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-09-11 | 2026-01-01 |
| Riches Credit Asset Management Limited 財信資產管理有限公司 |
RO | Type 9 — Asset management | 2024-09-11 | 2026-01-01 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-05 | 2024-05-11 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2019-12-05 | 2024-05-11 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2019-12-05 | 2024-05-11 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-23 | 2019-12-05 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-23 | 2019-12-05 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2019-07-23 | 2019-12-05 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-05 | 2018-08-21 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2016-09-05 | 2018-08-21 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2016-09-05 | 2018-08-21 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-28 | 2016-09-05 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-28 | 2016-09-05 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-08-28 | 2016-09-05 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-06-01 | 2007-12-01 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-09 | 2007-12-07 |