Pei-Wen Chen
陳培文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pei-Wen Chen (陳培文), a licensed former licensee with CE reference AOE209. This person has 9.7 years of SFC licence history. Total licence records on file: 16.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Riches Credit Asset Management Limited 財信資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-09-11 | 2026-01-01 |
| Riches Credit Asset Management Limited 財信資產管理有限公司 |
RO | Type 9 - Asset management | 2024-09-11 | 2026-01-01 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2019-12-05 | 2024-05-11 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2019-12-05 | 2024-05-11 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2019-12-05 | 2024-05-11 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-23 | 2019-12-05 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-23 | 2019-12-05 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2019-07-23 | 2019-12-05 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2016-09-05 | 2018-08-21 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2016-09-05 | 2018-08-21 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2016-09-05 | 2018-08-21 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-28 | 2016-09-05 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-28 | 2016-09-05 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2015-08-28 | 2016-09-05 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2007-06-01 | 2007-12-01 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-09 | 2007-12-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pei-Wen Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.