Kai Yuen Chan
陳繼元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yuen Chan (陳繼元), a licensed former licensee with CE reference ABH438. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-27 | 2019-07-31 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-27 | 2019-07-31 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2014-11-27 | 2019-07-31 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-15 | 2013-05-01 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-08-15 | 2013-05-01 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 9 — Asset management | 2011-08-15 | 2013-05-01 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-30 | 2011-08-15 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-30 | 2011-08-15 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-05-30 | 2011-08-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-11-19 | 2011-05-16 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-11-19 | 2011-05-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-11-19 | 2011-05-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-11-19 | 2011-05-16 |