Kai Yuen Chan
陳繼元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yuen Chan (陳繼元), a licensed former licensee with CE reference ABH438. This person has 10.1 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-27 | 2019-07-31 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-27 | 2019-07-31 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2014-11-27 | 2019-07-31 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2011-08-15 | 2013-05-01 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 4 - Advising on securities | 2011-08-15 | 2013-05-01 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 9 - Asset management | 2011-08-15 | 2013-05-01 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-30 | 2011-08-15 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-30 | 2011-08-15 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-05-30 | 2011-08-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-11-19 | 2011-05-16 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-11-19 | 2011-05-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-11-19 | 2011-05-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2007-11-19 | 2011-05-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Yuen Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.