James Teik Beng Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Teik Beng Lim, a licensed Responsible Officer with CE reference AOS215. Currently licensed at 1 firm(s): Calibration Partners (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 18.6 years of SFC licence history. Total licence records on file: 10.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-01-07 | present |
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-01-07 | present |
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-04 | 2015-01-07 |
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-09-04 | 2015-01-07 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-13 | 2014-06-03 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-07-13 | 2014-06-03 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-11-17 | 2010-03-30 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-16 | 2008-09-29 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-16 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-03-16 | 2008-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Teik Beng Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.