Roderick Peter Sykes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roderick Peter Sykes ( ), a licensed former licensee with CE reference ABE627. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-26 | 2020-03-13 |
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-02 | 2020-03-13 |
| HSBC Corporate Finance (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2017-12-20 | 2018-10-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-04-22 | 2005-07-14 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-04-22 | 2005-07-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2005-04-22 | 2005-07-14 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2005-04-22 | 2005-07-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2004-06-28 | 2005-07-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2004-06-28 | 2005-07-14 |