Florence Sum Yin Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Florence Sum Yin Lo (盧森妍), a licensed Responsible Officer with CE reference AOG941. Currently licensed at 1 firm(s): Silverwater Capital Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silverwater Capital Management Limited 銀水資本管理有限公司 |
RO | Type 4 - Advising on securities | 2025-04-09 | present |
| Silverwater Capital Management Limited 銀水資本管理有限公司 |
RO | Type 9 - Asset management | 2025-04-09 | present |
| Ceres Asset Management Limited | RO | Type 9 - Asset management | 2014-12-19 | 2025-03-31 |
| Artephius Partners Limited | RO | Type 9 - Asset management | 2013-08-01 | 2014-12-15 |
| Seekers Advisors H.K. Limited | RO | Type 9 - Asset management | 2012-07-19 | 2013-07-26 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 - Advising on securities | 2009-08-13 | 2012-07-03 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 - Asset management | 2009-08-13 | 2012-07-03 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-06-22 | 2009-01-17 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 - Asset management | 2007-06-22 | 2009-01-17 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-18 | 2007-05-01 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-01-18 | 2007-05-01 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 - Asset management | 2007-01-18 | 2007-05-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Florence Sum Yin Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.