Andrew Sing-Tsze Li
李承智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Sing-Tsze Li (李承智), a licensed former licensee with CE reference ANK159. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-17 | 2010-09-09 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-14 | 2008-09-01 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-09-14 | 2009-03-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-05-16 | 2006-12-15 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-05-16 | 2006-12-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-05-16 | 2006-12-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-05-16 | 2006-12-15 |