Deric Kin Yip Lo
盧建業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Deric Kin Yip Lo (盧建業), a licensed former licensee with CE reference AMH057. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ceres Asset Management Limited | RO | Type 9 — Asset management | 2015-02-11 | 2020-04-01 |
| Ceres Asset Management Limited | Rep | Type 9 — Asset management | 2015-01-22 | 2015-02-11 |
| China International Capital Limited 中國國際資本有限公司 |
RO | Type 4 — Advising on securities | 2014-10-22 | 2015-01-10 |
| China International Capital Limited 中國國際資本有限公司 |
RO | Type 9 — Asset management | 2014-10-22 | 2015-01-10 |
| China International Capital Limited 中國國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-07 | 2014-10-22 |
| China International Capital Limited 中國國際資本有限公司 |
Rep | Type 9 — Asset management | 2013-08-07 | 2014-10-22 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-16 | 2012-03-14 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-16 | 2012-03-14 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2011-05-16 | 2012-03-14 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-08 | 2011-05-01 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-09 | 2011-05-01 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 — Asset management | 2009-09-09 | 2011-05-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-10 | 2009-08-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-23 | 2006-06-30 |