Siu Chung Kwong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Chung Kwong (鄺紹聰), a licensed Representative with CE reference AOC759. Currently licensed at 2 firm(s): HSBC Investment Funds (Hong Kong) Limited, HSBC Global Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2019-08-26 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2019-05-20 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-04-16 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-04-16 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-04-16 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-04-16 | present |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-18 | 2019-03-29 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-18 | 2019-03-29 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-07-07 | 2017-07-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-08 | 2016-07-07 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-12-11 | 2006-12-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Chung Kwong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.