Cherry Sin King Li
李倩琼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cherry Sin King Li (李倩琼), a licensed former licensee with CE reference AOB713. This person has 1.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2008-04-23 | 2008-07-08 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2008-04-23 | 2008-07-08 |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2008-04-23 | 2008-07-08 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-23 | 2008-03-20 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-23 | 2008-03-20 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2006-10-23 | 2008-03-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cherry Sin King Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.