Wai Keung Lee

李偉強
CE No. ANT413 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Keung Lee (李偉強), a licensed former licensee with CE reference ANT413. This person has 19.2 years of SFC licence history. Total licence records on file: 23.

Licence history

FirmRoleRegulated activityFromTo
Xin Yongan International Securities Company Limited
新永安國際證券有限公司
Rep Type 1 - Dealing in securities 2025-08-25 2026-06-09
China Xin Yongan Futures Company Limited
中國新永安期貨有限公司
Rep Type 2 - Dealing in futures contracts 2025-08-25 2026-06-09
Xin Yongan International Asset Management Company Limited
新永安國際資產管理有限公司
Rep Type 4 - Advising on securities 2025-08-25 2026-06-09
China Xin Yongan Futures Company Limited
中國新永安期貨有限公司
Rep Type 5 - Advising on futures contracts 2025-08-25 2026-06-09
CN First International Futures Limited
中一期貨有限公司
RO Type 2 - Dealing in futures contracts 2024-07-08 2025-03-31
CN First International Futures Limited
中一期貨有限公司
RO Type 5 - Advising on futures contracts 2024-07-08 2025-03-31
CN First International Futures Limited
中一期貨有限公司
RO Type 1 - Dealing in securities 2021-06-09 2025-03-31
CN First International Futures Limited
中一期貨有限公司
RO Type 4 - Advising on securities 2021-06-09 2025-03-31
CN First International Futures Limited
中一期貨有限公司
Rep Type 2 - Dealing in futures contracts 2021-04-13 2024-07-08
CN First International Futures Limited
中一期貨有限公司
Rep Type 1 - Dealing in securities 2021-03-22 2021-06-09
Sun Growth Securities Limited
志昇証券有限公司
RO Type 1 - Dealing in securities 2019-10-04 2020-12-31
Sun Growth Futures Limited
志昇期貨有限公司
Rep Type 2 - Dealing in futures contracts 2018-10-03 2019-02-28
Sun Growth Securities Limited
志昇証券有限公司
Rep Type 1 - Dealing in securities 2018-03-12 2019-10-04
Mason Securities Limited
茂宸證券有限公司
Rep Type 1 - Dealing in securities 2016-07-28 2018-02-28
Zhong Zheng International Futures Limited
中證國際期貨有限公司
Rep Type 2 - Dealing in futures contracts 2016-07-28 2018-02-28
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2016-06-17 2016-07-24
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts 2016-06-17 2016-07-24
Tung Shing Securities (Brokers) Limited
東盛證券(經紀)有限公司
Rep Type 1 - Dealing in securities 2012-08-21 2016-07-24
Tung Shing Futures (Brokers) Limited
東盛期貨(經紀)有限公司
Rep Type 2 - Dealing in futures contracts 2012-08-21 2016-07-24
Tung Shing Securities (Brokers) Limited
東盛證券(經紀)有限公司
Rep Type 3 - Leveraged foreign exchange trading 2012-08-21 2016-07-24
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 3 - Leveraged foreign exchange trading 2007-02-27 2012-08-10
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 - Dealing in securities 2006-08-07 2012-08-10
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 2 - Dealing in futures contracts 2006-08-07 2012-08-10

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