Edwin Kin Bong Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edwin Kin Bong Chan (陳建邦), a licensed Responsible Officer with CE reference ANP708. Currently licensed at 1 firm(s): iCapital Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 17.4 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iCapital Hong Kong Limited | RO | Type 1 - Dealing in securities | 2023-08-18 | present |
| iCapital Hong Kong Limited | RO | Type 4 - Advising on securities | 2023-08-18 | present |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 1 - Dealing in securities | 2020-11-04 | 2021-06-11 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 4 - Advising on securities | 2020-11-04 | 2021-06-11 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-17 | 2020-11-04 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-17 | 2020-11-04 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
RO | Type 1 - Dealing in securities | 2009-06-05 | 2020-06-04 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
RO | Type 4 - Advising on securities | 2009-06-05 | 2020-06-04 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-28 | 2009-01-01 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-28 | 2009-01-01 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 - Asset management | 2006-06-28 | 2009-01-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Edwin Kin Bong Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.