John Tai Wo Chu
朱泰和
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Tai Wo Chu (朱泰和), a licensed former licensee with CE reference ADH508. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2009-11-18 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 4 — Advising on securities | present | 2005-03-15 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-03-15 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 9 — Asset management | present | 2009-11-18 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 9 — Asset management | present | 2009-11-18 |