Peter Kok Beng Soo
蘇國明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Kok Beng Soo (蘇國明), a licensed former licensee with CE reference AAV789. This person has 16.2 years of SFC licence history. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nexus Point Advisors (HK) Limited 今翊顧問(香港)有限公司 |
RO | Type 9 - Asset management | 2017-05-25 | 2022-11-17 |
| SoHo Investment Partners (H.K.) Limited | RO | Type 9 - Asset management | 2014-11-26 | 2017-05-12 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2009-04-02 | 2011-06-30 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2011-06-30 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2011-06-30 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-15 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-03-15 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-03-15 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-15 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2011-06-30 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2011-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Kok Beng Soo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.