Yung-Chi Liao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yung-Chi Liao (廖永祺), a licensed Responsible Officer with CE reference ANP465. Currently licensed at 1 firm(s): DC Wealth Management (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.3 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-07-05 | present |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-01-07 | present |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 9 - Asset management | 2022-01-07 | present |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-03 | 2022-01-07 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-01-03 | 2022-01-07 |
| FCS Capital Limited 締壹基石資本有限公司 |
RO | Type 4 - Advising on securities | 2019-07-08 | 2021-12-31 |
| FCS Capital Limited 締壹基石資本有限公司 |
RO | Type 9 - Asset management | 2019-07-08 | 2021-12-31 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-07-11 | 2019-06-29 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 9 - Asset management | 2017-07-11 | 2019-06-29 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-28 | 2009-12-19 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-28 | 2009-12-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yung-Chi Liao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.