Yen Hwa Chen
陳燕華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yen Hwa Chen (陳燕華), a licensed former licensee with CE reference AMJ218. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-21 | 2012-03-09 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-30 | 2009-12-19 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-30 | 2009-12-19 |