Ya-Hui Hsieh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ya-Hui Hsieh (謝雅卉), a licensed Responsible Officer with CE reference ANN504. Currently licensed at 1 firm(s): Splentide Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.6 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Splentide Capital Limited 錦泓資本有限公司 |
RO | Type 9 - Asset management | 2021-08-18 | present |
| Splentide Capital Limited 錦泓資本有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-26 | present |
| Splentide Capital Limited 錦泓資本有限公司 |
RO | Type 4 - Advising on securities | 2019-04-26 | present |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-21 | 2019-04-26 |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-21 | 2019-04-26 |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 9 - Asset management | 2019-03-21 | 2021-08-18 |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-01-19 | 2018-11-30 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-07-20 | 2018-11-30 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-24 | 2016-07-20 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-24 | 2018-11-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-04 | 2015-07-30 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-03-04 | 2013-02-21 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-18 | 2015-07-30 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-16 | 2015-07-30 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 9 - Asset management | 2007-11-19 | 2008-03-21 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-26 | 2008-03-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ya-Hui Hsieh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.