Ning Zhang
張寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning Zhang (張寧), a licensed former licensee with CE reference ANE665. This person has 14.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-30 | 2024-04-26 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-12-30 | 2024-04-26 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-12-30 | 2024-04-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-04 | 2013-09-18 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-03 | 2013-09-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-07-13 | 2013-09-18 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-07-13 | 2010-09-03 |
| CAIIS Limited | Rep | Type 1 - Dealing in securities | 2006-07-12 | 2007-02-28 |
| CAIIS Limited | Rep | Type 4 - Advising on securities | 2006-05-03 | 2007-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ning Zhang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.