Ying Fai Fan
范應輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Fai Fan (范應輝), a licensed former licensee with CE reference AWV270. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-11-22 | 2025-02-26 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-06 | 2025-02-26 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 4 — Advising on securities | 2018-04-06 | 2025-02-26 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-23 | 2018-04-06 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-23 | 2018-04-06 |
| LT Securities Limited 利通證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-06-07 | 2017-11-30 |
| LT Finance Management Limited | RO | Type 5 — Advising on futures contracts | 2017-06-07 | 2017-11-30 |
| LT Securities Limited 利通證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-12-18 | 2017-11-30 |
| LT Finance Management Limited | RO | Type 4 — Advising on securities | 2014-12-18 | 2017-11-30 |
| LT Securities Limited 利通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-25 | 2014-12-18 |
| LT Securities Limited 利通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-25 | 2017-06-07 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-18 | 2014-08-01 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-21 | 2014-08-01 |