Siu Lun Samson Ng
伍兆麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lun Samson Ng (伍兆麟), CE reference ARO283. Currently licensed at 1 firm(s): Cityline Securities Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cityline Securities Limited 城利證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-20 | present |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-21 | 2020-01-03 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-12-21 | 2020-01-03 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-21 | 2020-01-03 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-20 | 2018-09-30 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-06 | 2017-02-20 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-06 | 2018-09-30 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-10-06 | 2018-09-30 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-22 | 2016-09-01 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-22 | 2016-09-01 |