Tim Tse
謝添
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tim Tse (謝添), a licensed former licensee with CE reference AIX140. This person has 16.0 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-09-04 | 2020-05-04 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 4 - Advising on securities | 2018-09-04 | 2020-05-04 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-09 | 2018-09-04 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-09 | 2018-09-04 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-09-09 | 2020-05-04 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-05-13 | 2016-08-01 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-01-04 | 2016-08-01 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-01-04 | 2014-03-13 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-31 | 2012-08-20 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-03-31 | 2012-08-20 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
RO | Type 4 - Advising on securities | 2007-09-21 | 2009-03-31 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
RO | Type 9 - Asset management | 2007-09-21 | 2009-03-31 |
| APAC Capital Advisors Limited 東岸資本有限公司 |
RO | Type 9 - Asset management | 2005-10-21 | 2007-07-16 |
| APAC Capital Advisors Limited 東岸資本有限公司 |
Rep | Type 9 - Asset management | 2005-01-24 | 2005-10-21 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-04-01 | 2005-01-11 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
Rep | Type 9 - Asset management | 2004-04-01 | 2005-01-11 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-06-06 | 2004-01-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tim Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.