Siu Kin Mok
莫紹堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kin Mok (莫紹堅), a licensed Responsible Officer with CE reference AMW536. Currently licensed at 1 firm(s): PineBridge Investments Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 17.3 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2026-01-08 | present |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 9 - Asset management | 2026-01-08 | present |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2011-09-22 | 2022-10-31 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 9 - Asset management | 2011-09-22 | 2022-10-31 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-11 | 2011-09-22 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 - Asset management | 2011-07-11 | 2011-09-22 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-04-12 | 2011-06-09 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-01-03 | 2011-06-09 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2006-01-03 | 2011-06-09 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2006-01-03 | 2011-06-09 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2006-01-03 | 2011-06-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Kin Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.