Fiona Nga Yee Chan
陳雅儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fiona Nga Yee Chan (陳雅儀), a licensed former licensee with CE reference ADZ146. This person has 17.5 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2021-07-09 | 2022-07-15 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 1 - Dealing in securities | 2021-07-09 | 2022-07-15 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 4 - Advising on securities | 2021-07-09 | 2022-07-15 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-12 | 2021-07-09 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-12 | 2021-07-09 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-12 | 2021-07-09 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-28 | 2010-03-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-28 | 2010-03-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2008-05-28 | 2010-03-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-05-21 | 2008-05-07 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-05-07 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2008-05-07 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2008-05-07 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-06 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2008-05-07 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2008-05-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fiona Nga Yee Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.