Ting Wu
吳婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Wu (吳婷), a licensed former licensee with CE reference AMF592. This person has 7.3 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-10 | 2018-04-14 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-10 | 2018-04-14 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-10 | 2018-04-14 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-07-10 | 2018-04-14 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2013-07-25 | 2016-03-11 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2013-07-25 | 2016-03-11 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2013-07-25 | 2016-03-11 |
| Merrill Lynch Far East Limited | RO | Type 4 - Advising on securities | 2013-07-25 | 2016-03-11 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2013-07-25 | 2016-03-11 |
| Merrill Lynch Far East Limited | RO | Type 6 - Advising on corporate finance | 2013-07-25 | 2016-03-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-08-06 | 2013-07-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2012-08-06 | 2013-07-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-08-06 | 2013-07-25 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2012-08-06 | 2013-07-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2012-08-06 | 2013-07-25 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2012-08-06 | 2013-07-25 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-21 | 2012-07-27 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2010-06-21 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-06-21 | 2012-07-27 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-27 | 2006-06-06 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-07-27 | 2006-06-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ting Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.