Humphrey Nam Lung Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Humphrey Nam Lung Lau (劉南龍), a licensed Representative with CE reference ALK811. Currently licensed at 2 firm(s): Macquarie Markets Trading Limited, Macquarie Capital Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 20.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Markets Trading Limited | Rep | Type 1 - Dealing in securities | 2021-02-22 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-14 | present |
| Macquarie Asia Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-10-22 | 2016-12-30 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-14 | 2008-01-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-08 | 2006-06-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Humphrey Nam Lung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.