Simon Arnold John Gregory-Roberts
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Arnold John Gregory-Roberts ( ), a licensed former licensee with CE reference APW359. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Markets Trading Limited | Rep | Type 1 — Dealing in securities | 2021-04-08 | 2026-03-01 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2013-03-21 | 2016-12-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-25 | 2010-08-20 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-25 | 2010-08-20 |