Mary Wai Chong Lee
李潓莊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mary Wai Chong Lee (李潓莊), a licensed Responsible Officer with CE reference ABN350. Currently licensed at 1 firm(s): Macquarie Markets Trading Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 17.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Markets Trading Limited | RO | Type 1 - Dealing in securities | 2021-07-14 | present |
| Macquarie Markets Trading Limited | Rep | Type 1 - Dealing in securities | 2021-04-30 | 2021-07-14 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-07 | 2021-09-24 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-11 | 2017-11-07 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-06-06 | 2017-09-08 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-22 | 2013-06-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-03-30 | 2010-07-22 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-03-30 | 2010-07-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mary Wai Chong Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.