Mary Wai Chong Lee
李潓莊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mary Wai Chong Lee (李潓莊), CE reference ABN350. Currently licensed at 1 firm(s): Macquarie Markets Trading Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Markets Trading Limited | RO | Type 1 — Dealing in securities | 2021-07-14 | present |
| Macquarie Markets Trading Limited | Rep | Type 1 — Dealing in securities | 2021-04-30 | 2021-07-14 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-07 | 2021-09-24 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-11 | 2017-11-07 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-06-06 | 2017-09-08 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-22 | 2013-06-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-03-30 | 2010-07-22 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-03-30 | 2010-07-22 |