Sung Gi Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sung Gi Kim ( ), a licensed former licensee with CE reference BBN655. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 4 — Advising on securities | 2024-10-24 | 2025-10-03 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-11 | 2025-10-03 |
| Macquarie Markets Trading Limited | RO | Type 1 — Dealing in securities | 2022-10-11 | 2025-10-03 |
| Macquarie Markets Trading Limited | Rep | Type 1 — Dealing in securities | 2021-02-22 | 2022-10-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-05 | 2022-10-11 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2013-08-05 | 2016-12-30 |