Pinky Lai Ping Kan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pinky Lai Ping Kan (簡麗萍), a licensed Representative with CE reference AKY991. Currently licensed at 3 firm(s): Guotai Junan Securities (Hong Kong) Limited, Guotai Junan Futures (Hong Kong) Limited, Guotai Junan FX Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 3 - Leveraged foreign exchange trading; Type 4 - Advising on securities. This person has 20.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-03-24 | present |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-10-20 | present |
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-06-10 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-11 | present |
| National Asset Management Limited 國民資產管理有限公司 |
Rep | Type 9 - Asset management | 2007-09-06 | 2008-01-23 |
| GT Asset Management Limited 國際金融社資產管理有限公司 |
Rep | Type 9 - Asset management | 2006-11-21 | 2007-07-11 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2004-11-11 | 2006-11-11 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-10 | 2006-11-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pinky Lai Ping Kan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.