Shiu Wah Chau
巢少華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Wah Chau (巢少華), a licensed former licensee with CE reference AKU310. This person has 0.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-18 | 2005-03-11 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-23 | 2004-10-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shiu Wah Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.