Lai Wah Lui
呂麗華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Wah Lui (呂麗華), a licensed former licensee with CE reference AFS907. This person has 9.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-24 | 2012-03-31 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-22 | 2014-01-08 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-05 | 2005-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Wah Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.