Catherine Chan

陳霆倩
CE No. AGL944 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Chan (陳霆倩), a licensed former licensee with CE reference AGL944. This person has 4.7 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
Manulife Investment Management (Hong Kong) Limited
宏利投資管理(香港)有限公司		 Rep Type 1 - Dealing in securities 2007-01-31 2009-08-08
BOCI-Prudential Asset Management Limited
中銀國際英國保誠資產管理有限公司		 Rep Type 4 - Advising on securities 2005-04-14 2005-06-27
Prudential Assurance Company Limited, The
英國保誠保險有限公司		 Rep Type 1 - Dealing in securities Pre-2003 2005-03-18
Prudential Assurance Company Limited, The
英國保誠保險有限公司		 Rep Type 4 - Advising on securities Pre-2003 2005-03-31
Prudential Assurance Company Limited, The
英國保誠保險有限公司		 Rep Type 6 - Advising on corporate finance Pre-2003 2005-03-18
Prudential Assurance Company Limited, The
英國保誠保險有限公司		 Rep Type 9 - Asset management Pre-2003 2005-03-18

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Catherine Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Moon Wah Chan Prudential Assurance Company Limited, The 2003–2005
Jutlandia Yuk Kwai Chan Prudential Assurance Company Limited, The 2003–2005
Tony Kee Wah Hung Prudential Assurance Company Limited, The 2003–2005
Man Fai Lok Prudential Assurance Company Limited, The 2003–2005
Gary Ka Lai Lin Prudential Assurance Company Limited, The 2003–2005
Suen Ting Li Prudential Assurance Company Limited, The 2003–2005
Chun Man Lee Prudential Assurance Company Limited, The 2003–2005
Christine Lai Fong Lee Prudential Assurance Company Limited, The 2003–2005
Teddrie Wai Yee Ng Prudential Assurance Company Limited, The 2003–2005
Cheuk Yung Tsui Prudential Assurance Company Limited, The 2003–2005
Joseph Po On Wong Prudential Assurance Company Limited, The 2003–2005
Fung Ling Ip Prudential Assurance Company Limited, The 2003–2005
Timothy Nai Tim Yu Prudential Assurance Company Limited, The 2003–2005
Tony Shui Shing Au Prudential Assurance Company Limited, The 2003–2005
Annaking Sau King Lau Prudential Assurance Company Limited, The 2003–2005
Jimmy Yat Fai So Prudential Assurance Company Limited, The 2003–2005
Kin Fung So Prudential Assurance Company Limited, The 2003–2005
Winky Ying Kwan Cheung Prudential Assurance Company Limited, The 2003–2005
Angeme Kit Fung Wong Prudential Assurance Company Limited, The 2003–2005
Eric Chi Ming Wong Prudential Assurance Company Limited, The 2003–2005
Explore the interactive colleague network →

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