Tony Shui Shing Au
歐瑞成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Shui Shing Au (歐瑞成), a licensed former licensee with CE reference AEY675. This person has 7.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-11 | 2011-02-24 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-14 | 2011-02-24 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-18 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-31 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-18 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tony Shui Shing Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.