Christine Lai Fong Lee
李麗芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christine Lai Fong Lee (李麗芳), a licensed former licensee with CE reference AGO169. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-19 | 2011-01-15 |
| Shenyin Wanguo Online Broker (H.K.) Limited 申銀萬國網上證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-19 | 2011-01-15 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-18 | 2005-07-28 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-21 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-31 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-21 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-21 |