Henry Lee Terrebrood Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Lee Terrebrood Jr, a licensed Responsible Officer with CE reference AJL563. Currently licensed at 1 firm(s): Privium Fund Management (HK) Limited. Active regulated activities: Type 9 - Asset management. This person has 19.8 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Privium Fund Management (HK) Limited | RO | Type 9 - Asset management | 2018-04-27 | present |
| MCM Asia Limited (以曼睿資本名義經營業務) |
RO | Type 1 - Dealing in securities | 2015-07-27 | 2017-09-15 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
RO | Type 4 - Advising on securities | 2015-07-27 | 2017-09-15 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 1 - Dealing in securities | 2015-06-05 | 2015-07-27 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 4 - Advising on securities | 2015-06-05 | 2015-07-27 |
| Altitude Principle Advisory Limited | RO | Type 9 - Asset management | 2012-10-16 | 2014-11-13 |
| Altitude Principle Advisory Limited | Rep | Type 9 - Asset management | 2012-08-31 | 2012-10-16 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-03 | 2012-04-13 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2008-12-29 | 2010-07-21 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-21 | 2010-07-21 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-11 | 2008-01-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2004-02-13 | 2007-02-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2004-02-13 | 2007-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Henry Lee Terrebrood Jr during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.