Kwok Lun Tse
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Lun Tse (謝國綸), a licensed Responsible Officer with CE reference AJA400. Currently licensed at 1 firm(s): Asset Management Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.3 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asset Management Group Limited 資產管理集團有限公司 |
RO | Type 9 - Asset management | 2018-04-11 | present |
| Asset Management Group Limited 資產管理集團有限公司 |
RO | Type 1 - Dealing in securities | 2015-09-25 | present |
| Asset Management Group Limited 資產管理集團有限公司 |
RO | Type 4 - Advising on securities | 2015-09-25 | present |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 9 - Asset management | 2015-06-09 | 2018-04-11 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-29 | 2015-09-25 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 - Advising on securities | 2013-01-29 | 2015-09-25 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-12 | 2011-01-28 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 - Advising on securities | 2007-04-30 | 2011-01-28 |
| Asset Management Group Limited 資產管理集團有限公司 |
RO | Type 4 - Advising on securities | 2006-01-17 | 2006-08-17 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-29 | 2006-01-11 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 - Advising on securities | 2003-07-11 | 2004-11-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Lun Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.