Irene Ho Ying Poon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Irene Ho Ying Poon (潘可盈), a licensed Responsible Officer with CE reference AIL064. Currently licensed at 2 firm(s): Guotai Junan Securities (Hong Kong) Limited, Guotai Junan Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 22.5 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-06-17 | present |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-06-17 | present |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 1 - Dealing in securities | 2025-03-19 | 2026-05-29 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-30 | 2025-03-19 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-11-08 | 2026-05-29 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-09-02 | 2019-11-08 |
| JS Capital Limited 晉商資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-01-31 | 2019-08-09 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-08-21 | 2018-12-03 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-10-15 | 2014-08-21 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-12 | 2013-08-21 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-04-12 | 2013-08-21 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-12-21 | 2013-03-15 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-12-02 | 2010-10-30 |
| KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-05-18 | 2009-11-30 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-04-27 | 2006-03-17 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-09 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-09 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Irene Ho Ying Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.