Ho Yin Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin Lai (黎浩然), a licensed Responsible Officer with CE reference AIH679. Currently licensed at 1 firm(s): First Shanghai Investment Management (HK) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.4 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Investment Management (HK) Limited 第一上海投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-03-18 | present |
| First Shanghai Investment Management (HK) Limited 第一上海投資管理(香港)有限公司 |
RO | Type 9 - Asset management | 2015-03-18 | present |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-01-18 | 2014-08-31 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2013-01-18 | 2014-08-31 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-10 | 2013-01-18 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-08-10 | 2013-01-18 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2007-03-12 | 2008-08-04 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-16 | 2007-01-31 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 9 - Asset management | 2006-06-16 | 2007-01-31 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 - Advising on securities | 2004-07-30 | 2006-06-28 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Yin Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.