Xiaoxun Lu
陸曉遜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxun Lu (陸曉遜), a licensed former licensee with CE reference AGB117. This person has 7.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Excel Investment (HK) Limited 卓滙投資(香港)有限公司 |
RO | Type 9 - Asset management | 2014-07-21 | 2017-02-24 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-12-21 | 2013-11-15 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-05 | 2013-11-15 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2010-05-20 | 2012-10-31 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-11 | 2012-10-31 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-03 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-03 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoxun Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.