Olivier Pierre Faure
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Olivier Pierre Faure, a licensed former licensee with CE reference AHK081. This person has 7.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2011-07-06 | 2013-01-25 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-07-06 | 2013-01-25 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-05-11 | 2013-01-25 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-05-11 | 2013-01-25 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-30 | 2009-05-25 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-08 | 2008-11-24 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-11-24 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-21 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-21 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Olivier Pierre Faure during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.